Securities Fraud & Regulatory Matters

Real Estate Attorney NYC

Kishner Miller Himes has experience representing both plaintiffs and defendants in civil securities litigation involving claims under federal and state statutes.  The matters typically involve fraud and disclosure issues arising from the purchase or sale of securities.

In particular, our partners have significant experience defending officers and directors of public companies facing liability for securities law violations; representing investors in asserting claims for fraud and other wrongdoing against promoters, investment fund managers, general partners and investment entities themselves (such as funds, investment partnerships and similar investment vehicles); and handling other matters, for both plaintiffs and defendants, in investment-related disputes and under anti-fraud provisions.  We also handle regulatory matters in the securities area, such as investigations and cases brought by federal and state regulatory agencies.